Due Diligence

26 02, 2021

Early and Seed Stage Due Diligence: What Really Matters?

2021-03-21T15:11:59+00:00

What is Early Seed Stage Due Diligence? The due diligence process typically involves verification of the company’s financial records, legal documents, personnel and employees, vendors, and more. Essentially, due diligence verifies a company’s claims regarding who they are, what they do, and how they do it. However, at the early seed stage [...]

Early and Seed Stage Due Diligence: What Really Matters?2021-03-21T15:11:59+00:00
19 02, 2021

Customer Due Diligence: Are You KYC Compliant?

2021-03-21T14:58:42+00:00

Customer Due Diligence According to FinCen, there are four core elements of customer due diligence (CDD). CDD improves financial transparency and prevents bad actors from abusing companies to disguise illicit activity. Financial Institutions should develop explicit written policies following the anti-money laundering (AML) program. CDD policies should cover: Customer identification and verification Beneficial [...]

Customer Due Diligence: Are You KYC Compliant?2021-03-21T14:58:42+00:00
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